1.2M XNYS Volume
XNYS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 10.53 per share. | 13 Mar 2025 | 3,060 | 68,537 (0%) | 0% | 10.5 | 32,209 | Common Stock |
| Scott C. Sanborn | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2025 | 96,539 | 96,539 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2025 | 22,884 | 22,884 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2025 | 90,103 | 90,103 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2025 | 60,069 | 60,069 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2025 | 42,049 | 42,049 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.47 per share. | 25 Feb 2025 | 14,998 | 1,308,282 (1%) | 0% | 12.5 | 187,025 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 8,253 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 14,945 | 59,777 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 13,151 | 105,206 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 8,253 | 1,303,437 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 14,945 | 1,318,382 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 13,151 | 1,331,533 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 12.47 per share. | 25 Feb 2025 | 8,253 | 1,323,280 (1%) | 0% | 12.5 | 102,915 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.47 per share. | 25 Feb 2025 | 5,338 | 236,095 (0%) | 0% | 12.5 | 66,565 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 3,118 | 241,433 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 5,646 | 238,315 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 3,118 | 232,669 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 3,118 | 24,938 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 5,646 | 22,583 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 3,118 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 20,004 | 171,132 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 20,004 | 40,010 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 10,849 | 43,394 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 12,274 | 98,193 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.47 per share. | 25 Feb 2025 | 22,733 | 171,522 (0%) | 0% | 12.5 | 283,481 | Common Stock |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 12,274 | 194,255 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 10,849 | 181,981 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 7,749 | 30,996 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 4,280 | 365,085 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 7,749 | 372,834 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 8,865 | 381,699 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.47 per share. | 25 Feb 2025 | 11,659 | 370,040 (0%) | 0% | 12.5 | 145,388 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 4,280 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 8,865 | 70,917 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 2,128 | 83,391 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 5,728 | 45,824 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 2,890 | 11,557 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 2,128 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.47 per share. | 25 Feb 2025 | 5,448 | 86,561 (0%) | 0% | 12.5 | 67,937 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 5,728 | 92,009 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2025 | 2,890 | 86,281 (0%) | 0% | 0 | Common Stock | |
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 14.10 per share. | 19 Feb 2025 | 6,120 | 65,477 (0%) | 0% | 14.1 | 86,281 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 13.88 per share. | 19 Feb 2025 | 7,000 | 81,263 (0%) | 0% | 13.9 | 97,182 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 14.10 per share. | 19 Feb 2025 | 7,000 | 88,263 (0%) | 0% | 14.1 | 98,685 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale of securities on an exchange or to another person at price $ 13.76 per share. | 06 Feb 2025 | 17,000 | 1,295,184 (1%) | 0% | 13.8 | 233,937 | Common Stock |
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 13.21 per share. | 05 Feb 2025 | 703 | 71,597 (0%) | 0% | 13.2 | 9,287 | Common Stock |
| Michael P. Zeisser | Director | Purchase of securities on an exchange or from another person at price $ 12.88 per share. | 03 Feb 2025 | 20,000 | 148,018 (0%) | 0% | 12.9 | 257,600 | Common Stock |
| Andrew LaBenne | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Feb 2025 | 2,000 | 152,128 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Feb 2025 | 1,000 | 151,128 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Feb 2025 | 2,000 | 10,000 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Sale of securities on an exchange or to another person at price $ 16.12 per share. | 02 Jan 2025 | 17,000 | 1,312,184 (1%) | 0% | 16.1 | 274,032 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale of securities on an exchange or to another person at price $ 15.84 per share. | 05 Dec 2024 | 17,000 | 1,329,184 (1%) | 0% | 15.8 | 269,217 | Common Stock |
| C. Scott Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 14,944 | 1,362,470 (1%) | 0% | 0 | Common Stock | |
| Cheng Jordan | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 2,127 | 91,512 (0%) | 0% | 0 | Common Stock | |
| C. Scott Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 16.73 per share. | 25 Nov 2024 | 21,404 | 1,354,217 (1%) | 0% | 16.7 | 358,089 | Common Stock |
| Cheng Jordan | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.73 per share. | 25 Nov 2024 | 4,866 | 95,263 (0%) | 0% | 16.7 | 81,408 | Common Stock |
| LaBenne Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 20,005 | 153,230 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 12,274 | 110,467 | - | - | Restricted Stock Unit (RSU) | |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 5,645 | 231,171 (0%) | 0% | 0 | Common Stock | |
| Armstrong Annie | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.73 per share. | 25 Nov 2024 | 11,231 | 360,805 (0%) | 0% | 16.7 | 187,895 | Common Stock |
| Sanborn Scott C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 8,253 | 1,347,526 (1%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 3,118 | 3,118 | - | - | Restricted Stock Unit (RSU) | |
| C. Sanborn Scott | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 13,151 | 1,375,621 (1%) | 0% | 0 | Common Stock | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 8,864 | 79,782 | - | - | Restricted Stock Unit (RSU) | |
| LaBenne Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 12,274 | 176,352 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 5,645 | 28,229 | - | - | Restricted Stock Unit (RSU) | |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 3,117 | 28,056 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 7,749 | 363,172 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.73 per share. | 25 Nov 2024 | 4,737 | 229,551 (0%) | 0% | 16.7 | 79,250 | Common Stock |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 4,279 | 355,423 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 20,005 | 60,014 | - | - | Restricted Stock Unit (RSU) | |
| Sanborn Scott C. | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.73 per share. | 25 Nov 2024 | 8,033 | 1,346,184 (1%) | 0% | 16.7 | 134,392 | Common Stock |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 3,118 | 225,526 (0%) | 0% | 0 | Common Stock | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 4,279 | 4,280 | - | - | Restricted Stock Unit (RSU) | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 8,864 | 372,036 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 10,848 | 164,078 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 3,117 | 234,288 (0%) | 0% | 0 | Common Stock | |
| Cheng Jordan | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 5,728 | 51,552 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 2,127 | 2,128 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 2,889 | 94,401 (0%) | 0% | 0 | Common Stock | |
| Scott Sanborn C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 14,944 | 74,722 | - | - | Restricted Stock Unit (RSU) | |
| LaBenne Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 10,848 | 54,243 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 13,151 | 118,357 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 2,889 | 14,447 | - | - | Restricted Stock Unit (RSU) | |
| Cheng Jordan | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 5,728 | 100,129 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.73 per share. | 25 Nov 2024 | 22,224 | 154,128 (0%) | 0% | 16.7 | 371,808 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 7,749 | 38,745 | - | - | Restricted Stock Unit (RSU) | |
| C. Scott Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2024 | 8,253 | 8,253 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 14.83 per share. | 08 Nov 2024 | 22,000 | 89,385 (0%) | 0% | 14.8 | 326,181 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale of securities on an exchange or to another person at price $ 14.89 per share. | 07 Nov 2024 | 17,000 | 1,339,273 (1%) | 0% | 14.9 | 253,125 | Common Stock |
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 13.66 per share. | 05 Nov 2024 | 703 | 64,774 (0%) | 0% | 13.7 | 9,603 | Common Stock |
| John C. Morris | Director | Sale of securities on an exchange or to another person at price $ 14.36 per share. | 29 Oct 2024 | 2,500 | 203,348 (0%) | 0% | 14.4 | 35,895 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale of securities on an exchange or to another person at price $ 11.09 per share. | 03 Oct 2024 | 17,000 | 1,356,273 (1%) | 0% | 11.1 | 188,533 | Common Stock |
| Sanborn C. Scott | Director, CEO | Sale of securities on an exchange or to another person at price $ 11.36 per share. | 05 Sep 2024 | 17,000 | 1,373,273 (1%) | 0% | 11.4 | 193,146 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 13,151 | 131,508 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 8,252 | 1,391,614 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 14,944 | 1,406,558 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 13,151 | 1,419,709 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 12.33 per share. | 25 Aug 2024 | 21,403 | 1,398,306 (1%) | 0% | 12.3 | 263,899 | Common Stock |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.33 per share. | 25 Aug 2024 | 8,033 | 1,390,273 (1%) | 0% | 12.3 | 99,047 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 8,252 | 16,506 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 14,944 | 89,666 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 3,117 | 218,321 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 3,117 | 31,173 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 5,646 | 33,874 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 3,117 | 6,236 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.33 per share. | 25 Aug 2024 | 4,676 | 222,408 (0%) | 0% | 12.3 | 57,655 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 3,117 | 227,084 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 5,646 | 223,967 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 10,848 | 143,174 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 20,004 | 132,326 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 10,848 | 65,091 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 20,004 | 80,019 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 12,274 | 122,741 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.33 per share. | 25 Aug 2024 | 22,223 | 133,225 (0%) | 0% | 12.3 | 274,010 | Common Stock |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 12,274 | 155,448 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 7,749 | 353,510 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 8,865 | 88,646 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 7,749 | 46,494 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 4,279 | 8,559 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.33 per share. | 25 Aug 2024 | 11,231 | 351,144 (0%) | 0% | 12.3 | 138,478 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 8,865 | 362,375 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 4,279 | 345,761 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 5,728 | 57,280 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 2,128 | 107,617 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 2,889 | 110,506 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 5,728 | 116,234 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.33 per share. | 25 Aug 2024 | 4,849 | 111,385 (0%) | 0% | 12.3 | 59,788 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 2,128 | 4,255 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2024 | 2,889 | 17,336 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Sale of securities on an exchange or to another person at price $ 10.25 per share. | 08 Aug 2024 | 17,000 | 1,383,362 (1%) | 0% | 10.3 | 174,304 | Common Stock |
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 9.68 per share. | 05 Aug 2024 | 703 | 57,951 (0%) | 0% | 9.7 | 6,805 | Common Stock |
| Allan R. Landon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Stephen M. Cutler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| John C. Morris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Michael P. Zeisser | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Timothy J. Mayopoulos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 8.70 per share. | 11 Jun 2024 | 2,677 | 57,248 (0%) | 0% | 8.7 | 23,290 | Common Stock |
| Erin Selleck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Kathryn S. Reimann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Janey Whiteside | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 24,480 | 24,480 (0%) | 0% | 0 | Common Stock | |
| Erin Selleck | Director | Sale of securities on an exchange or to another person at price $ 8.88 per share. | 31 May 2024 | 4,083 | 54,571 (0%) | 0% | 8.9 | 36,257 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 13,150 | 1,429,798 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 14,944 | 1,416,648 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 8,253 | 1,401,704 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 13,150 | 144,659 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 14,944 | 104,610 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 8,253 | 24,758 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.02 per share. | 25 May 2024 | 8,033 | 1,400,362 (1%) | 0% | 9.0 | 72,458 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 9.02 per share. | 25 May 2024 | 21,403 | 1,408,395 (1%) | 0% | 9.0 | 193,055 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 3,118 | 211,117 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 3,117 | 34,290 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 5,646 | 39,520 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 3,118 | 9,353 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.02 per share. | 25 May 2024 | 4,676 | 215,204 (0%) | 0% | 9.0 | 42,178 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 3,117 | 219,880 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 5,646 | 216,763 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 13,948 | 280,250 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 12,274 | 135,015 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 13,948 | 97,636 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 10,270 | 30,810 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief Business Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.02 per share. | 25 May 2024 | 19,617 | 272,907 (0%) | 0% | 9.0 | 176,945 | Common Stock |
| Ronnie Momen | Bank-Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 12,274 | 292,524 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 10,270 | 266,302 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.02 per share. | 25 May 2024 | 22,223 | 112,322 (0%) | 0% | 9.0 | 200,451 | Common Stock |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 12,274 | 135,015 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 10,849 | 75,939 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 20,005 | 100,023 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 12,274 | 134,545 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 10,849 | 122,271 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 20,005 | 111,422 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 23,778 | 344,602 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 8,864 | 97,511 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 7,749 | 54,243 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 4,279 | 12,838 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 23,778 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.02 per share. | 25 May 2024 | 24,012 | 341,482 (0%) | 0% | 9.0 | 216,588 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 8,864 | 365,494 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 7,749 | 356,630 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 4,279 | 348,881 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 11,323 | 104,595 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 5,727 | 63,008 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 2,889 | 20,225 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 2,127 | 6,383 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 11,323 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.02 per share. | 25 May 2024 | 9,849 | 105,489 (0%) | 0% | 9.0 | 88,838 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 5,727 | 115,338 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 2,889 | 109,611 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2024 | 2,127 | 106,722 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief Business Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 08 May 2024 | 5,972 | 256,032 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 157,809 | 157,809 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 498,754 | 498,754 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 37,407 | 37,407 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 147,289 | 147,289 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 147,289 | 147,289 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 106,375 | 106,375 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 68,735 | 68,735 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 9,755 | 260,382 (0%) | 0% | 0 | Common Stock | |
| Sanborn Scott C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 11,758 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 2,890 | 102,508 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 10,848 | 86,788 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 4,442 | 207,256 (0%) | 0% | 0 | Common Stock | |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 5,099 | 202,814 (0%) | 0% | 0 | Common Stock | |
| Sanborn Scott C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 13,496 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 2,890 | 23,114 | - | - | Restricted Stock Unit (RSU) | |
| Stack Fergal | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.15 per share. | 25 Feb 2024 | 8,020 | 207,999 (0%) | 0% | 8.2 | 65,363 | Common Stock |
| Armstrong Annie | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.15 per share. | 25 Feb 2024 | 22,953 | 320,824 (0%) | 0% | 8.2 | 187,067 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 11,322 | 94,795 (0%) | 0% | 0 | Common Stock | |
| Sanborn C. Scott | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 13,496 | 1,390,748 (1%) | 0% | 0 | Common Stock | |
| Cheng Jordan | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 2,128 | 99,618 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 8.15 per share. | 25 Feb 2024 | 13,496 | 1,412,208 (1%) | 0% | 8.1 | 109,992 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 13,948 | 284,600 (0%) | 0% | 0 | Common Stock | |
| LaBenne Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 20,004 | 97,186 (0%) | 0% | 0 | Common Stock | |
| Momen Ronnie | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.15 per share. | 25 Feb 2024 | 22,596 | 262,004 (0%) | 0% | 8.1 | 184,157 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 3,118 | 12,471 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 6,718 | 250,627 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 2,695 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Sanborn Scott C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 14,945 | 1,425,704 (1%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 4,279 | 336,028 (0%) | 0% | 0 | Common Stock | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 5,488 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Momen Ronnie | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 9,755 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 5,099 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 5,488 | 331,749 (0%) | 0% | 0 | Common Stock | |
| LaBenne Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 20,004 | 120,028 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 2,695 | 97,490 (0%) | 0% | 0 | Common Stock | |
| Scott Sanborn C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 14,945 | 119,554 | - | - | Restricted Stock Unit (RSU) | |
| C. Sanborn Scott | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.15 per share. | 25 Feb 2024 | 18,757 | 1,393,451 (1%) | 0% | 8.2 | 152,870 | Common Stock |
| Sanborn C. Scott | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 8,253 | 1,410,759 (1%) | 0% | 0 | Common Stock | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 4,279 | 17,117 | - | - | Restricted Stock Unit (RSU) | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 23,777 | 23,778 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 11,322 | 11,323 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 2,128 | 8,510 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.15 per share. | 25 Feb 2024 | 16,617 | 91,417 (0%) | 0% | 8.2 | 135,429 | Common Stock |
| LaBenne Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 10,848 | 108,034 (0%) | 0% | 0 | Common Stock | |
| Momen Ronnie | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 10,270 | 270,652 (0%) | 0% | 0 | Common Stock | |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 4,442 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Momen Ronnie | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 6,718 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Armstrong Annie | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 23,777 | 326,261 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 13,948 | 111,584 | - | - | Restricted Stock Unit (RSU) | |
| Momen Ronnie | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 10,270 | 41,080 | - | - | Restricted Stock Unit (RSU) | |
| Scott Sanborn C. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 11,758 | 1,402,506 (1%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 7,749 | 343,777 (0%) | 0% | 0 | Common Stock | |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 3,118 | 210,374 (0%) | 0% | 0 | Common Stock | |
| Sanborn C. Scott | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 8,253 | 33,011 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.15 per share. | 25 Feb 2024 | 9,236 | 93,272 (0%) | 0% | 8.1 | 75,273 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 5,645 | 216,019 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 7,749 | 61,992 | - | - | Restricted Stock Unit (RSU) | |
| Stack Fergal | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2024 | 5,645 | 45,166 | - | - | Restricted Stock Unit (RSU) | |
| Momen Ronnie | Bank-Chief of Consumer Banking | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Feb 2024 | 6,356 | 243,909 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Feb 2024 | 6,000 | 77,182 (0%) | 0% | 0 | Common Stock | |
| LaBenne Andrew | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Feb 2024 | 6,000 | 12,000 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2023 | 6,000 | 6,000 (0%) | 0% | 0 | Common Stock | |
| LaBenne Andrew | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2023 | 6,000 | 83,182 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 14,944 | 1,409,153 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 11,758 | 1,385,957 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 13,496 | 1,374,199 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 14,944 | 134,499 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 8,252 | 41,264 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 11,758 | 11,758 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 13,496 | 13,496 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.61 per share. | 25 Nov 2023 | 18,405 | 1,377,252 (1%) | 0% | 5.6 | 103,252 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 5.61 per share. | 25 Nov 2023 | 13,496 | 1,395,657 (1%) | 0% | 5.6 | 75,713 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 8,252 | 1,394,209 (1%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 5,646 | 50,811 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 3,117 | 15,589 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 4,442 | 4,442 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 5,098 | 5,099 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.61 per share. | 25 Nov 2023 | 7,204 | 197,715 (0%) | 0% | 5.6 | 40,414 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 5,646 | 204,919 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 3,117 | 199,273 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 4,442 | 196,156 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 5,098 | 191,714 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 10,270 | 51,350 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 13,948 | 125,532 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 9,755 | 9,755 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 6,718 | 6,718 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.61 per share. | 25 Nov 2023 | 21,427 | 250,265 (0%) | 0% | 5.6 | 120,205 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 13,948 | 271,692 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 10,270 | 257,744 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 9,755 | 247,474 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 6,718 | 237,719 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 10,849 | 97,636 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 20,005 | 94,223 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 10,849 | 105,072 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.61 per share. | 25 Nov 2023 | 15,890 | 89,182 (0%) | 0% | 5.6 | 89,143 | Common Stock |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 20,005 | 140,032 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 23,777 | 306,710 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 7,749 | 69,741 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 4,279 | 21,396 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 5,487 | 5,488 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 23,777 | 47,555 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.61 per share. | 25 Nov 2023 | 21,741 | 302,484 (0%) | 0% | 5.6 | 121,967 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 7,749 | 324,225 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 4,279 | 316,476 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 5,487 | 312,197 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 2,127 | 10,638 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 2,889 | 26,004 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 2,889 | 91,850 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 2,127 | 88,961 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 2,695 | 86,834 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 11,323 | 84,139 (0%) | 0% | 0 | Common Stock | |
| Jordan Cheng | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.61 per share. | 25 Nov 2023 | 8,377 | 83,473 (0%) | 0% | 5.6 | 46,995 | Common Stock |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 11,323 | 22,645 | - | - | Restricted Stock Unit (RSU) | |
| Jordan Cheng | General Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Nov 2023 | 2,695 | 2,695 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Gift of securities by or to the insider at price $ 0.00 per share. | 17 Nov 2023 | 6,356 | 231,001 (0%) | 0% | 0 | Common Stock | |
| Allan R. Landon | Director | Purchase of securities on an exchange or from another person at price $ 5.20 per share. | 31 Oct 2023 | 10,000 | 78,635 (0%) | 0% | 5.2 | 52,003 | Common Stock |
| Scott C. Sanborn | Director, CEO | Purchase of securities on an exchange or from another person at price $ 5.19 per share. | 31 Oct 2023 | 10,000 | 1,360,703 (1%) | 0% | 5.2 | 51,930 | Common Stock |
| Stephen M. Cutler | Director | Purchase of securities on an exchange or from another person at price $ 5.10 per share. | 31 Oct 2023 | 10,000 | 35,800 (0%) | 0% | 5.1 | 51,000 | Common Stock |
| John C. Morris | Director | Purchase of securities on an exchange or from another person at price $ 5.23 per share. | 31 Oct 2023 | 10,000 | 183,667 (0%) | 0% | 5.2 | 52,283 | Common Stock |
| Michael P. Zeisser | Director | Purchase of securities on an exchange or from another person at price $ 5.18 per share. | 31 Oct 2023 | 10,000 | 99,717 (0%) | 0% | 5.2 | 51,800 | Common Stock |
| Timothy J. Mayopoulos | Director | Purchase of securities on an exchange or from another person at price $ 5.17 per share. | 31 Oct 2023 | 10,000 | 116,527 (0%) | 0% | 5.2 | 51,687 | Common Stock |
| Erin Selleck | Director | Purchase of securities on an exchange or from another person at price $ 5.24 per share. | 31 Oct 2023 | 10,000 | 45,135 (0%) | 0% | 5.2 | 52,425 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 5.18 per share. | 31 Oct 2023 | 10,000 | 186,616 (0%) | 0% | 5.2 | 51,763 | Common Stock |
| Andrew LaBenne | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.20 per share. | 31 Oct 2023 | 10,000 | 74,218 (0%) | 0% | 5.2 | 51,956 | Common Stock |
| Kathryn S. Reimann | Director | Purchase of securities on an exchange or from another person at price $ 5.19 per share. | 31 Oct 2023 | 10,000 | 25,601 (0%) | 0% | 5.2 | 51,895 | Common Stock |
| Janey Whiteside | Director | Purchase of securities on an exchange or from another person at price $ 5.21 per share. | 31 Oct 2023 | 10,000 | 18,617 (0%) | 0% | 5.2 | 52,146 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 13,496 | 1,347,650 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 14,944 | 149,443 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 8,253 | 49,516 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 11,758 | 23,516 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 13,496 | 26,992 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 25 Aug 2023 | 18,406 | 1,350,703 (1%) | 0% | 6.9 | 126,633 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 6.88 per share. | 25 Aug 2023 | 13,496 | 1,369,109 (1%) | 0% | 6.9 | 92,852 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 14,944 | 1,382,605 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 8,253 | 1,367,661 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 11,758 | 1,359,408 (1%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 3,118 | 178,174 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,646 | 56,457 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 3,118 | 18,706 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 4,442 | 8,884 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,099 | 10,197 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 25 Aug 2023 | 7,204 | 176,616 (0%) | 0% | 6.9 | 49,564 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,646 | 183,820 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 4,442 | 175,056 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,099 | 170,614 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 6,718 | 224,811 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 13,948 | 139,480 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 10,270 | 61,620 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 9,755 | 19,510 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 6,718 | 13,436 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 25 Aug 2023 | 21,427 | 237,357 (0%) | 0% | 6.9 | 147,418 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 13,948 | 258,784 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 10,270 | 244,836 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 9,755 | 234,566 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 10,848 | 111,002 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 80,018 | 100,154 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 10,848 | 108,485 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 80,018 | 160,037 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 25 Aug 2023 | 46,784 | 64,218 (0%) | 0% | 6.9 | 321,874 | Common Stock |
| Brandon Pace | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 25 Aug 2023 | 12,640 | 215,369 (0%) | 0% | 6.9 | 86,963 | Common Stock |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 7,749 | 228,009 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,878 | 209,883 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 6,097 | 215,980 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 4,280 | 220,260 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 7,749 | 77,490 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 4,280 | 25,675 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 6,097 | 12,194 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,878 | 11,757 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 7,749 | 77,490 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 4,280 | 25,675 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,487 | 10,975 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 23,777 | 71,332 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 25 Aug 2023 | 21,742 | 282,933 (0%) | 0% | 6.9 | 149,585 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 7,749 | 304,675 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 4,280 | 296,926 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 5,487 | 292,646 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2023 | 23,777 | 287,159 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Gift of securities by or to the insider at price $ 0.00 per share. | 17 Aug 2023 | 14,354 | 218,093 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 293,243 | 1,488,547 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 293,243 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2023 | 293,243 | 293,243 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.41 per share. | 15 Jun 2023 | 154,393 | 1,334,154 (1%) | 0% | 9.4 | 1,452,838 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.41 per share. | 15 Jun 2023 | 26,949 | 232,447 (0%) | 0% | 9.4 | 253,590 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 51,185 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2023 | 51,185 | 51,185 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 51,185 | 259,396 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.41 per share. | 15 Jun 2023 | 23,581 | 204,005 (0%) | 0% | 9.4 | 221,897 | Common Stock |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 44,787 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2023 | 44,787 | 44,787 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 44,787 | 227,586 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.41 per share. | 15 Jun 2023 | 50,530 | 263,382 (0%) | 0% | 9.4 | 475,487 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 95,972 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2023 | 95,972 | 95,972 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 95,972 | 313,912 (0%) | 0% | 0 | Common Stock | |
| Allan R. Landon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Stephen M. Cutler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| John C. Morris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Michael P. Zeisser | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Timothy J. Mayopoulos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Erin Selleck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Kathryn S. Reimann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Janey Whiteside | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 21,414 | 21,414 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,495 | 1,192,250 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 11,758 | 1,204,008 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 8,253 | 1,212,261 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,944 | 1,227,205 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 8.10 per share. | 25 May 2023 | 13,495 | 1,213,710 (1%) | 0% | 8.1 | 109,310 | Common Stock |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 18,406 | 1,195,304 (1%) | 0% | 8.1 | 149,089 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,495 | 40,488 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 11,758 | 35,274 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 8,253 | 57,769 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,944 | 164,387 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 3,118 | 167,074 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,645 | 172,719 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 7,204 | 165,515 (0%) | 0% | 8.1 | 58,352 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,098 | 15,296 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 4,442 | 13,326 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 3,118 | 21,824 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,645 | 62,103 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,098 | 159,514 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 4,442 | 163,956 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,948 | 153,428 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 10,270 | 71,890 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 9,754 | 29,265 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 6,718 | 20,154 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 21,426 | 208,211 (0%) | 0% | 8.1 | 173,551 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,948 | 229,637 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 10,270 | 215,689 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 9,754 | 205,419 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 6,718 | 195,665 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 10,848 | 25,848 (0%) | 0% | 0 | Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 10,848 | 119,333 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 5,712 | 20,136 (0%) | 0% | 8.1 | 46,267 | Common Stock |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 6,096 | 18,291 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 6,096 | 183,410 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 4,279 | 187,689 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 7,748 | 195,437 (0%) | 0% | 0 | Common Stock | |
| Brandon Pace | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 12,638 | 182,799 (0%) | 0% | 8.1 | 102,368 | Common Stock |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,878 | 17,635 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 4,279 | 29,955 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 7,748 | 85,239 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,878 | 177,314 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 23,777 | 222,167 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 7,748 | 85,239 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 4,279 | 29,955 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,487 | 16,462 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 23,777 | 95,109 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 21,741 | 217,940 (0%) | 0% | 8.1 | 176,102 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 7,748 | 239,681 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 4,279 | 231,933 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 5,487 | 227,654 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Gift of securities by or to the insider at price $ 0.00 per share. | 17 May 2023 | 8,118 | 188,947 (0%) | 0% | 0 | Common Stock | |
| Stephen M. Cutler | Director | Purchase of securities on an exchange or from another person at price $ 6.75 per share. | 05 May 2023 | 7,407 | 14,806 (0%) | 0% | 6.7 | 49,997 | Common Stock |
| Stephen M. Cutler | Director | Purchase of securities on an exchange or from another person at price $ 6.80 per share. | 05 May 2023 | 7,250 | 7,399 (0%) | 0% | 6.8 | 49,299 | Common Stock |
| Janey Whiteside | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Apr 2023 | 3,264 | 3,264 (0%) | 0% | 0 | Common Stock | |
| Stephen M. Cutler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2023 | 5,790 | 5,790 (0%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2023 | 179,331 | 179,331 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2023 | 67,748 | 67,748 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2023 | 167,376 | 167,376 | - | - | Restricted Stock Unit (RSU) | |
| Andrew LaBenne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2023 | 130,181 | 130,181 | - | - | Restricted Stock Unit (RSU) | |
| Brandon Pace | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2023 | 92,987 | 92,987 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2023 | 92,987 | 92,987 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,487 | 230,758 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,279 | 235,037 (0%) | 0% | 0 | Common Stock | |
| Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.61 per share. | 25 Feb 2023 | 36,647 | 198,390 (0%) | 0% | 9.6 | 352,178 | Common Stock |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 23,778 | 118,886 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 36,058 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,487 | 21,949 | - | - | Restricted Stock Unit (RSU) | |
| Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,279 | 34,234 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 13,496 | 1,142,389 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 8,252 | 66,022 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 11,758 | 47,032 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 110,177 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 13,496 | 53,983 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 9,985 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.61 per share. | 25 Feb 2023 | 66,548 | 1,178,755 (1%) | 0% | 9.6 | 639,526 | Common Stock |
| Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 9.61 per share. | 25 Feb 2023 | 27,273 | 1,245,303 (1%) | 0% | 9.6 | 262,094 | Common Stock |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 8,252 | 1,272,576 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 11,758 | 1,264,324 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 110,177 | 1,252,566 (1%) | 0% | 0 | Common Stock | |
| Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 9,985 | 1,128,893 (1%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,098 | 152,824 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,442 | 157,266 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 3,117 | 160,383 (0%) | 0% | 0 | Common Stock | |
| Fergal Stack | SVP, Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.61 per share. | 25 Feb 2023 | 5,967 | 154,416 (0%) | 0% | 9.6 | 57,343 | Common Stock |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 2,397 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,098 | 20,394 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,442 | 17,768 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 3,117 | 24,942 | - | - | Restricted Stock Unit (RSU) | |
| Fergal Stack | SVP, Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 2,397 | 147,726 (0%) | 0% | 0 | Common Stock | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 18,030 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,487 | 21,949 | - | - | Restricted Stock Unit (RSU) | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,279 | 34,234 | - | - | Restricted Stock Unit (RSU) | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,493 | 176,990 (0%) | 0% | 0 | Common Stock | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 6,298 | 183,288 (0%) | 0% | 0 | Common Stock | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 18,030 | 201,318 (0%) | 0% | 0 | Common Stock | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,487 | 206,805 (0%) | 0% | 0 | Common Stock | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,279 | 211,084 (0%) | 0% | 0 | Common Stock | |
| Valerie Kay | Bank-Chief Capital Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.61 per share. | 25 Feb 2023 | 21,953 | 189,131 (0%) | 0% | 9.6 | 210,968 | Common Stock |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 4,493 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Valerie Kay | Bank-Chief Capital Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 6,298 | 25,192 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 6,718 | 185,173 (0%) | 0% | 0 | Common Stock | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 10,270 | 82,160 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 9,755 | 39,019 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 19,231 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 6,718 | 26,872 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 5,991 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Ronnie Momen | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.61 per share. | 25 Feb 2023 | 27,364 | 197,065 (0%) | 0% | 9.6 | 262,968 | Common Stock |
| Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2023 | 10,270 | 224,429 (0%) | 0% | 0 | Common Stock |